FUTEX
Section: Linux Programmer's Manual (2)
Updated: 2021-03-22
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NAME
futex - fast user-space locking
SYNOPSIS
#include <linux/futex.h>
#include <stdint.h>
#include <sys/time.h>
long futex(uint32_t *uaddr, int futex_op, uint32_t val,
const struct timespec *timeout, /* or: uint32_t val2 */
uint32_t *uaddr2, uint32_t val3);
Note:
There is no glibc wrapper for this system call; see NOTES.
DESCRIPTION
The
futex()
system call provides a method for waiting until a certain condition becomes
true.
It is typically used as a blocking construct in the context of
shared-memory synchronization.
When using futexes, the majority of
the synchronization operations are performed in user space.
A user-space program employs the
futex()
system call only when it is likely that the program has to block for
a longer time until the condition becomes true.
Other
futex()
operations can be used to wake any processes or threads waiting
for a particular condition.
A futex is a 32-bit value---referred to below as a
futex word---whose
address is supplied to the
futex()
system call.
(Futexes are 32 bits in size on all platforms, including 64-bit systems.)
All futex operations are governed by this value.
In order to share a futex between processes,
the futex is placed in a region of shared memory,
created using (for example)
mmap(2)
or
shmat(2).
(Thus, the futex word may have different
virtual addresses in different processes,
but these addresses all refer to the same location in physical memory.)
In a multithreaded program, it is sufficient to place the futex word
in a global variable shared by all threads.
When executing a futex operation that requests to block a thread,
the kernel will block only if the futex word has the value that the
calling thread supplied (as one of the arguments of the
futex()
call) as the expected value of the futex word.
The loading of the futex word's value,
the comparison of that value with the expected value,
and the actual blocking will happen atomically and will be totally ordered
with respect to concurrent operations performed by other threads
on the same futex word.
Thus, the futex word is used to connect the synchronization in user space
with the implementation of blocking by the kernel.
Analogously to an atomic
compare-and-exchange operation that potentially changes shared memory,
blocking via a futex is an atomic compare-and-block operation.
One use of futexes is for implementing locks.
The state of the lock (i.e., acquired or not acquired)
can be represented as an atomically accessed flag in shared memory.
In the uncontended case,
a thread can access or modify the lock state with atomic instructions,
for example atomically changing it from not acquired to acquired
using an atomic compare-and-exchange instruction.
(Such instructions are performed entirely in user mode,
and the kernel maintains no information about the lock state.)
On the other hand, a thread may be unable to acquire a lock because
it is already acquired by another thread.
It then may pass the lock's flag as a futex word and the value
representing the acquired state as the expected value to a
futex()
wait operation.
This
futex()
operation will block if and only if the lock is still acquired
(i.e., the value in the futex word still matches the "acquired state").
When releasing the lock, a thread has to first reset the
lock state to not acquired and then execute a futex
operation that wakes threads blocked on the lock flag used as a futex word
(this can be further optimized to avoid unnecessary wake-ups).
See
futex(7)
for more detail on how to use futexes.
Besides the basic wait and wake-up futex functionality, there are further
futex operations aimed at supporting more complex use cases.
Note that
no explicit initialization or destruction is necessary to use futexes;
the kernel maintains a futex
(i.e., the kernel-internal implementation artifact)
only while operations such as
FUTEX_WAIT,
described below, are being performed on a particular futex word.
Arguments
The
uaddr
argument points to the futex word.
On all platforms, futexes are four-byte
integers that must be aligned on a four-byte boundary.
The operation to perform on the futex is specified in the
futex_op
argument;
val
is a value whose meaning and purpose depends on
futex_op.
The remaining arguments
(timeout,
uaddr2,
and
val3)
are required only for certain of the futex operations described below.
Where one of these arguments is not required, it is ignored.
For several blocking operations, the
timeout
argument is a pointer to a
timespec
structure that specifies a timeout for the operation.
However, notwithstanding the prototype shown above, for some operations,
the least significant four bytes of this argument are instead
used as an integer whose meaning is determined by the operation.
For these operations, the kernel casts the
timeout
value first to
unsigned long,
then to
uint32_t,
and in the remainder of this page, this argument is referred to as
val2
when interpreted in this fashion.
Where it is required, the
uaddr2
argument is a pointer to a second futex word that is employed
by the operation.
The interpretation of the final integer argument,
val3,
depends on the operation.
Futex operations
The
futex_op
argument consists of two parts:
a command that specifies the operation to be performed,
bitwise ORed with zero or more options that
modify the behaviour of the operation.
The options that may be included in
futex_op
are as follows:
- FUTEX_PRIVATE_FLAG (since Linux 2.6.22)
-
This option bit can be employed with all futex operations.
It tells the kernel that the futex is process-private and not shared
with another process (i.e., it is being used for synchronization
only between threads of the same process).
This allows the kernel to make some additional performance optimizations.
-
As a convenience,
<linux/futex.h>
defines a set of constants with the suffix
_PRIVATE
that are equivalents of all of the operations listed below,
but with the
FUTEX_PRIVATE_FLAG
ORed into the constant value.
Thus, there are
FUTEX_WAIT_PRIVATE,
FUTEX_WAKE_PRIVATE,
and so on.
- FUTEX_CLOCK_REALTIME (since Linux 2.6.28)
-
This option bit can be employed only with the
FUTEX_WAIT_BITSET,
FUTEX_WAIT_REQUEUE_PI,
and
(since Linux 4.5)
FUTEX_WAIT
operations.
-
If this option is set, the kernel measures the
timeout
against the
CLOCK_REALTIME
clock.
-
If this option is not set, the kernel measures the
timeout
against the
CLOCK_MONOTONIC
clock.
The operation specified in
futex_op
is one of the following:
- FUTEX_WAIT (since Linux 2.6.0)
-
This operation tests that the value at the
futex word pointed to by the address
uaddr
still contains the expected value
val,
and if so, then sleeps waiting for a
FUTEX_WAKE
operation on the futex word.
The load of the value of the futex word is an atomic memory
access (i.e., using atomic machine instructions of the respective
architecture).
This load, the comparison with the expected value, and
starting to sleep are performed atomically
and totally ordered
with respect to other futex operations on the same futex word.
If the thread starts to sleep,
it is considered a waiter on this futex word.
If the futex value does not match
val,
then the call fails immediately with the error
EAGAIN.
-
The purpose of the comparison with the expected value is to prevent lost
wake-ups.
If another thread changed the value of the futex word after the
calling thread decided to block based on the prior value,
and if the other thread executed a
FUTEX_WAKE
operation (or similar wake-up) after the value change and before this
FUTEX_WAIT
operation, then the calling thread will observe the
value change and will not start to sleep.
-
If the
timeout
is not NULL, the structure it points to specifies a
timeout for the wait.
(This interval will be rounded up to the system clock granularity,
and is guaranteed not to expire early.)
The timeout is by default measured according to the
CLOCK_MONOTONIC
clock, but, since Linux 4.5, the
CLOCK_REALTIME
clock can be selected by specifying
FUTEX_CLOCK_REALTIME
in
futex_op.
If
timeout
is NULL, the call blocks indefinitely.
-
Note:
for
FUTEX_WAIT,
timeout
is interpreted as a
relative
value.
This differs from other futex operations, where
timeout
is interpreted as an absolute value.
To obtain the equivalent of
FUTEX_WAIT
with an absolute timeout, employ
FUTEX_WAIT_BITSET
with
val3
specified as
FUTEX_BITSET_MATCH_ANY.
-
The arguments
uaddr2
and
val3
are ignored.
- FUTEX_WAKE (since Linux 2.6.0)
-
This operation wakes at most
val
of the waiters that are waiting (e.g., inside
FUTEX_WAIT)
on the futex word at the address
uaddr.
Most commonly,
val
is specified as either 1 (wake up a single waiter) or
INT_MAX
(wake up all waiters).
No guarantee is provided about which waiters are awoken
(e.g., a waiter with a higher scheduling priority is not guaranteed
to be awoken in preference to a waiter with a lower priority).
-
The arguments
timeout,
uaddr2,
and
val3
are ignored.
- FUTEX_FD (from Linux 2.6.0 up to and including Linux 2.6.25)
-
This operation creates a file descriptor that is associated with
the futex at
uaddr.
The caller must close the returned file descriptor after use.
When another process or thread performs a
FUTEX_WAKE
on the futex word, the file descriptor indicates as being readable with
select(2),
poll(2),
and
epoll(7)
-
The file descriptor can be used to obtain asynchronous notifications: if
val
is nonzero, then, when another process or thread executes a
FUTEX_WAKE,
the caller will receive the signal number that was passed in
val.
-
The arguments
timeout,
uaddr2,
and
val3
are ignored.
-
Because it was inherently racy,
FUTEX_FD
has been removed
from Linux 2.6.26 onward.
- FUTEX_REQUEUE (since Linux 2.6.0)
-
This operation performs the same task as
FUTEX_CMP_REQUEUE
(see below), except that no check is made using the value in
val3.
(The argument
val3
is ignored.)
- FUTEX_CMP_REQUEUE (since Linux 2.6.7)
-
This operation first checks whether the location
uaddr
still contains the value
val3.
If not, the operation fails with the error
EAGAIN.
Otherwise, the operation wakes up a maximum of
val
waiters that are waiting on the futex at
uaddr.
If there are more than
val
waiters, then the remaining waiters are removed
from the wait queue of the source futex at
uaddr
and added to the wait queue of the target futex at
uaddr2.
The
val2
argument specifies an upper limit on the number of waiters
that are requeued to the futex at
uaddr2.
-
The load from
uaddr
is an atomic memory access (i.e., using atomic machine instructions of
the respective architecture).
This load, the comparison with
val3,
and the requeueing of any waiters are performed atomically and totally
ordered with respect to other operations on the same futex word.
-
Typical values to specify for
val
are 0 or 1.
(Specifying
INT_MAX
is not useful, because it would make the
FUTEX_CMP_REQUEUE
operation equivalent to
FUTEX_WAKE.)
The limit value specified via
val2
is typically either 1 or
INT_MAX.
(Specifying the argument as 0 is not useful, because it would make the
FUTEX_CMP_REQUEUE
operation equivalent to
FUTEX_WAIT.)
-
The
FUTEX_CMP_REQUEUE
operation was added as a replacement for the earlier
FUTEX_REQUEUE.
The difference is that the check of the value at
uaddr
can be used to ensure that requeueing happens only under certain
conditions, which allows race conditions to be avoided in certain use cases.
-
Both
FUTEX_REQUEUE
and
FUTEX_CMP_REQUEUE
can be used to avoid "thundering herd" wake-ups that could occur when using
FUTEX_WAKE
in cases where all of the waiters that are woken need to acquire
another futex.
Consider the following scenario,
where multiple waiter threads are waiting on B,
a wait queue implemented using a futex:
-
lock(A)
while (!check_value(V)) {
unlock(A);
block_on(B);
lock(A);
};
unlock(A);
-
If a waker thread used
FUTEX_WAKE,
then all waiters waiting on B would be woken up,
and they would all try to acquire lock A.
However, waking all of the threads in this manner would be pointless because
all except one of the threads would immediately block on lock A again.
By contrast, a requeue operation wakes just one waiter and moves
the other waiters to lock A,
and when the woken waiter unlocks A then the next waiter can proceed.
- FUTEX_WAKE_OP (since Linux 2.6.14)
-
This operation was added to support some user-space use cases
where more than one futex must be handled at the same time.
The most notable example is the implementation of
pthread_cond_signal(3),
which requires operations on two futexes,
the one used to implement the mutex and the one used in the implementation
of the wait queue associated with the condition variable.
FUTEX_WAKE_OP
allows such cases to be implemented without leading to
high rates of contention and context switching.
-
The
FUTEX_WAKE_OP
operation is equivalent to executing the following code atomically
and totally ordered with respect to other futex operations on
any of the two supplied futex words:
-
uint32_t oldval = *(uint32_t *) uaddr2;
*(uint32_t *) uaddr2 = oldval op oparg;
futex(uaddr, FUTEX_WAKE, val, 0, 0, 0);
if (oldval cmp cmparg)
futex(uaddr2, FUTEX_WAKE, val2, 0, 0, 0);
-
In other words,
FUTEX_WAKE_OP
does the following:
-
- *
-
saves the original value of the futex word at
uaddr2
and performs an operation to modify the value of the futex at
uaddr2;
this is an atomic read-modify-write memory access (i.e., using atomic
machine instructions of the respective architecture)
- *
-
wakes up a maximum of
val
waiters on the futex for the futex word at
uaddr;
and
- *
-
dependent on the results of a test of the original value of the
futex word at
uaddr2,
wakes up a maximum of
val2
waiters on the futex for the futex word at
uaddr2.
-
The operation and comparison that are to be performed are encoded
in the bits of the argument
val3.
Pictorially, the encoding is:
-
+---+---+-----------+-----------+
|op |cmp| oparg | cmparg |
+---+---+-----------+-----------+
4 4 12 12 <== # of bits
-
Expressed in code, the encoding is:
-
#define FUTEX_OP(op, oparg, cmp, cmparg) \
(((op & 0xf) << 28) | \
((cmp & 0xf) << 24) | \
((oparg & 0xfff) << 12) | \
(cmparg & 0xfff))
-
In the above,
op
and
cmp
are each one of the codes listed below.
The
oparg
and
cmparg
components are literal numeric values, except as noted below.
-
The
op
component has one of the following values:
-
FUTEX_OP_SET 0 /* uaddr2 = oparg; */
FUTEX_OP_ADD 1 /* uaddr2 += oparg; */
FUTEX_OP_OR 2 /* uaddr2 |= oparg; */
FUTEX_OP_ANDN 3 /* uaddr2 &= ~oparg; */
FUTEX_OP_XOR 4 /* uaddr2 ha= oparg; */
-
In addition, bitwise ORing the following value into
op
causes
(1 << oparg)
to be used as the operand:
-
FUTEX_OP_ARG_SHIFT 8 /* Use (1 << oparg) as operand */
-
The
cmp
field is one of the following:
-
FUTEX_OP_CMP_EQ 0 /* if (oldval == cmparg) wake */
FUTEX_OP_CMP_NE 1 /* if (oldval != cmparg) wake */
FUTEX_OP_CMP_LT 2 /* if (oldval < cmparg) wake */
FUTEX_OP_CMP_LE 3 /* if (oldval <= cmparg) wake */
FUTEX_OP_CMP_GT 4 /* if (oldval > cmparg) wake */
FUTEX_OP_CMP_GE 5 /* if (oldval >= cmparg) wake */
-
The return value of
FUTEX_WAKE_OP
is the sum of the number of waiters woken on the futex
uaddr
plus the number of waiters woken on the futex
uaddr2.
- FUTEX_WAIT_BITSET (since Linux 2.6.25)
-
This operation is like
FUTEX_WAIT
except that
val3
is used to provide a 32-bit bit mask to the kernel.
This bit mask, in which at least one bit must be set,
is stored in the kernel-internal state of the waiter.
See the description of
FUTEX_WAKE_BITSET
for further details.
-
If
timeout
is not NULL, the structure it points to specifies
an absolute timeout for the wait operation.
If
timeout
is NULL, the operation can block indefinitely.
-
The
uaddr2
argument is ignored.
- FUTEX_WAKE_BITSET (since Linux 2.6.25)
-
This operation is the same as
FUTEX_WAKE
except that the
val3
argument is used to provide a 32-bit bit mask to the kernel.
This bit mask, in which at least one bit must be set,
is used to select which waiters should be woken up.
The selection is done by a bitwise AND of the "wake" bit mask
(i.e., the value in
val3)
and the bit mask which is stored in the kernel-internal
state of the waiter (the "wait" bit mask that is set using
FUTEX_WAIT_BITSET).
All of the waiters for which the result of the AND is nonzero are woken up;
the remaining waiters are left sleeping.
-
The effect of
FUTEX_WAIT_BITSET
and
FUTEX_WAKE_BITSET
is to allow selective wake-ups among multiple waiters that are blocked
on the same futex.
However, note that, depending on the use case,
employing this bit-mask multiplexing feature on a
futex can be less efficient than simply using multiple futexes,
because employing bit-mask multiplexing requires the kernel
to check all waiters on a futex,
including those that are not interested in being woken up
(i.e., they do not have the relevant bit set in their "wait" bit mask).
-
The constant
FUTEX_BITSET_MATCH_ANY,
which corresponds to all 32 bits set in the bit mask, can be used as the
val3
argument for
FUTEX_WAIT_BITSET
and
FUTEX_WAKE_BITSET.
Other than differences in the handling of the
timeout
argument, the
FUTEX_WAIT
operation is equivalent to
FUTEX_WAIT_BITSET
with
val3
specified as
FUTEX_BITSET_MATCH_ANY;
that is, allow a wake-up by any waker.
The
FUTEX_WAKE
operation is equivalent to
FUTEX_WAKE_BITSET
with
val3
specified as
FUTEX_BITSET_MATCH_ANY;
that is, wake up any waiter(s).
-
The
uaddr2
and
timeout
arguments are ignored.
Priority-inheritance futexes
Linux supports priority-inheritance (PI) futexes in order to handle
priority-inversion problems that can be encountered with
normal futex locks.
Priority inversion is the problem that occurs when a high-priority
task is blocked waiting to acquire a lock held by a low-priority task,
while tasks at an intermediate priority continuously preempt
the low-priority task from the CPU.
Consequently, the low-priority task makes no progress toward
releasing the lock, and the high-priority task remains blocked.
Priority inheritance is a mechanism for dealing with
the priority-inversion problem.
With this mechanism, when a high-priority task becomes blocked
by a lock held by a low-priority task,
the priority of the low-priority task is temporarily raised
to that of the high-priority task,
so that it is not preempted by any intermediate level tasks,
and can thus make progress toward releasing the lock.
To be effective, priority inheritance must be transitive,
meaning that if a high-priority task blocks on a lock
held by a lower-priority task that is itself blocked by a lock
held by another intermediate-priority task
(and so on, for chains of arbitrary length),
then both of those tasks
(or more generally, all of the tasks in a lock chain)
have their priorities raised to be the same as the high-priority task.
From a user-space perspective,
what makes a futex PI-aware is a policy agreement (described below)
between user space and the kernel about the value of the futex word,
coupled with the use of the PI-futex operations described below.
(Unlike the other futex operations described above,
the PI-futex operations are designed
for the implementation of very specific IPC mechanisms.)
The PI-futex operations described below differ from the other
futex operations in that they impose policy on the use of the value of the
futex word:
- *
-
If the lock is not acquired, the futex word's value shall be 0.
- *
-
If the lock is acquired, the futex word's value shall
be the thread ID (TID;
see
gettid(2))
of the owning thread.
- *
-
If the lock is owned and there are threads contending for the lock,
then the
FUTEX_WAITERS
bit shall be set in the futex word's value; in other words, this value is:
-
FUTEX_WAITERS | TID
-
(Note that is invalid for a PI futex word to have no owner and
FUTEX_WAITERS
set.)
With this policy in place,
a user-space application can acquire an unacquired
lock or release a lock using atomic instructions executed in user mode
(e.g., a compare-and-swap operation such as
cmpxchg
on the x86 architecture).
Acquiring a lock simply consists of using compare-and-swap to atomically
set the futex word's value to the caller's TID if its previous value was 0.
Releasing a lock requires using compare-and-swap to set the futex word's
value to 0 if the previous value was the expected TID.
If a futex is already acquired (i.e., has a nonzero value),
waiters must employ the
FUTEX_LOCK_PI
operation to acquire the lock.
If other threads are waiting for the lock, then the
FUTEX_WAITERS
bit is set in the futex value;
in this case, the lock owner must employ the
FUTEX_UNLOCK_PI
operation to release the lock.
In the cases where callers are forced into the kernel
(i.e., required to perform a
futex()
call),
they then deal directly with a so-called RT-mutex,
a kernel locking mechanism which implements the required
priority-inheritance semantics.
After the RT-mutex is acquired, the futex value is updated accordingly,
before the calling thread returns to user space.
It is important to note
that the kernel will update the futex word's value prior
to returning to user space.
(This prevents the possibility of the futex word's value ending
up in an invalid state, such as having an owner but the value being 0,
or having waiters but not having the
FUTEX_WAITERS
bit set.)
If a futex has an associated RT-mutex in the kernel
(i.e., there are blocked waiters)
and the owner of the futex/RT-mutex dies unexpectedly,
then the kernel cleans up the RT-mutex and hands it over to the next waiter.
This in turn requires that the user-space value is updated accordingly.
To indicate that this is required, the kernel sets the
FUTEX_OWNER_DIED
bit in the futex word along with the thread ID of the new owner.
User space can detect this situation via the presence of the
FUTEX_OWNER_DIED
bit and is then responsible for cleaning up the stale state left over by
the dead owner.
PI futexes are operated on by specifying one of the values listed below in
futex_op.
Note that the PI futex operations must be used as paired operations
and are subject to some additional requirements:
- *
-
FUTEX_LOCK_PI
and
FUTEX_TRYLOCK_PI
pair with
FUTEX_UNLOCK_PI.
FUTEX_UNLOCK_PI
must be called only on a futex owned by the calling thread,
as defined by the value policy, otherwise the error
EPERM
results.
- *
-
FUTEX_WAIT_REQUEUE_PI
pairs with
FUTEX_CMP_REQUEUE_PI.
This must be performed from a non-PI futex to a distinct PI futex
(or the error
EINVAL
results).
Additionally,
val
(the number of waiters to be woken) must be 1
(or the error
EINVAL
results).
The PI futex operations are as follows:
- FUTEX_LOCK_PI (since Linux 2.6.18)
-
This operation is used after an attempt to acquire
the lock via an atomic user-mode instruction failed
because the futex word has a nonzero value---specifically,
because it contained the (PID-namespace-specific) TID of the lock owner.
-
The operation checks the value of the futex word at the address
uaddr.
If the value is 0, then the kernel tries to atomically set
the futex value to the caller's TID.
If the futex word's value is nonzero,
the kernel atomically sets the
FUTEX_WAITERS
bit, which signals the futex owner that it cannot unlock the futex in
user space atomically by setting the futex value to 0.
After that, the kernel:
-
- 1.
-
Tries to find the thread which is associated with the owner TID.
- 2.
-
Creates or reuses kernel state on behalf of the owner.
(If this is the first waiter, there is no kernel state for this
futex, so kernel state is created by locking the RT-mutex
and the futex owner is made the owner of the RT-mutex.
If there are existing waiters, then the existing state is reused.)
- 3.
-
Attaches the waiter to the futex
(i.e., the waiter is enqueued on the RT-mutex waiter list).
-
If more than one waiter exists,
the enqueueing of the waiter is in descending priority order.
(For information on priority ordering, see the discussion of the
SCHED_DEADLINE,
SCHED_FIFO,
and
SCHED_RR
scheduling policies in
sched(7).)
The owner inherits either the waiter's CPU bandwidth
(if the waiter is scheduled under the
SCHED_DEADLINE
policy) or the waiter's priority (if the waiter is scheduled under the
SCHED_RR
or
SCHED_FIFO
policy).
This inheritance follows the lock chain in the case of nested locking
and performs deadlock detection.
-
The
timeout
argument provides a timeout for the lock attempt.
If
timeout
is not NULL, the structure it points to specifies
an absolute timeout, measured against the
CLOCK_REALTIME
clock.
If
timeout
is NULL, the operation will block indefinitely.
-
The
uaddr2,
val,
and
val3
arguments are ignored.
- FUTEX_TRYLOCK_PI (since Linux 2.6.18)
-
This operation tries to acquire the lock at
uaddr.
It is invoked when a user-space atomic acquire did not
succeed because the futex word was not 0.
-
Because the kernel has access to more state information than user space,
acquisition of the lock might succeed if performed by the
kernel in cases where the futex word
(i.e., the state information accessible to use-space) contains stale state
(FUTEX_WAITERS
and/or
FUTEX_OWNER_DIED).
This can happen when the owner of the futex died.
User space cannot handle this condition in a race-free manner,
but the kernel can fix this up and acquire the futex.
-
The
uaddr2,
val,
timeout,
and
val3
arguments are ignored.
- FUTEX_UNLOCK_PI (since Linux 2.6.18)
-
This operation wakes the top priority waiter that is waiting in
FUTEX_LOCK_PI
on the futex address provided by the
uaddr
argument.
-
This is called when the user-space value at
uaddr
cannot be changed atomically from a TID (of the owner) to 0.
-
The
uaddr2,
val,
timeout,
and
val3
arguments are ignored.
- FUTEX_CMP_REQUEUE_PI (since Linux 2.6.31)
-
This operation is a PI-aware variant of
FUTEX_CMP_REQUEUE.
It requeues waiters that are blocked via
FUTEX_WAIT_REQUEUE_PI
on
uaddr
from a non-PI source futex
(uaddr)
to a PI target futex
(uaddr2).
-
As with
FUTEX_CMP_REQUEUE,
this operation wakes up a maximum of
val
waiters that are waiting on the futex at
uaddr.
However, for
FUTEX_CMP_REQUEUE_PI,
val
is required to be 1
(since the main point is to avoid a thundering herd).
The remaining waiters are removed from the wait queue of the source futex at
uaddr
and added to the wait queue of the target futex at
uaddr2.
-
The
val2
and
val3
arguments serve the same purposes as for
FUTEX_CMP_REQUEUE.
- FUTEX_WAIT_REQUEUE_PI (since Linux 2.6.31)
-
Wait on a non-PI futex at
uaddr
and potentially be requeued (via a
FUTEX_CMP_REQUEUE_PI
operation in another task) onto a PI futex at
uaddr2.
The wait operation on
uaddr
is the same as for
FUTEX_WAIT.
-
The waiter can be removed from the wait on
uaddr
without requeueing on
uaddr2
via a
FUTEX_WAKE
operation in another task.
In this case, the
FUTEX_WAIT_REQUEUE_PI
operation fails with the error
EAGAIN.
-
If
timeout
is not NULL, the structure it points to specifies
an absolute timeout for the wait operation.
If
timeout
is NULL, the operation can block indefinitely.
-
The
val3
argument is ignored.
-
The
FUTEX_WAIT_REQUEUE_PI
and
FUTEX_CMP_REQUEUE_PI
were added to support a fairly specific use case:
support for priority-inheritance-aware POSIX threads condition variables.
The idea is that these operations should always be paired,
in order to ensure that user space and the kernel remain in sync.
Thus, in the
FUTEX_WAIT_REQUEUE_PI
operation, the user-space application pre-specifies the target
of the requeue that takes place in the
FUTEX_CMP_REQUEUE_PI
operation.
RETURN VALUE
In the event of an error (and assuming that
futex()
was invoked via
syscall(2)),
all operations return -1 and set
errno
to indicate the error.
The return value on success depends on the operation,
as described in the following list:
- FUTEX_WAIT
-
Returns 0 if the caller was woken up.
Note that a wake-up can also be caused by common futex usage patterns
in unrelated code that happened to have previously used the futex word's
memory location (e.g., typical futex-based implementations of
Pthreads mutexes can cause this under some conditions).
Therefore, callers should always conservatively assume that a return
value of 0 can mean a spurious wake-up, and use the futex word's value
(i.e., the user-space synchronization scheme)
to decide whether to continue to block or not.
- FUTEX_WAKE
-
Returns the number of waiters that were woken up.
- FUTEX_FD
-
Returns the new file descriptor associated with the futex.
- FUTEX_REQUEUE
-
Returns the number of waiters that were woken up.
- FUTEX_CMP_REQUEUE
-
Returns the total number of waiters that were woken up or
requeued to the futex for the futex word at
uaddr2.
If this value is greater than
val,
then the difference is the number of waiters requeued to the futex for the
futex word at
uaddr2.
- FUTEX_WAKE_OP
-
Returns the total number of waiters that were woken up.
This is the sum of the woken waiters on the two futexes for
the futex words at
uaddr
and
uaddr2.
- FUTEX_WAIT_BITSET
-
Returns 0 if the caller was woken up.
See
FUTEX_WAIT
for how to interpret this correctly in practice.
- FUTEX_WAKE_BITSET
-
Returns the number of waiters that were woken up.
- FUTEX_LOCK_PI
-
Returns 0 if the futex was successfully locked.
- FUTEX_TRYLOCK_PI
-
Returns 0 if the futex was successfully locked.
- FUTEX_UNLOCK_PI
-
Returns 0 if the futex was successfully unlocked.
- FUTEX_CMP_REQUEUE_PI
-
Returns the total number of waiters that were woken up or
requeued to the futex for the futex word at
uaddr2.
If this value is greater than
val,
then difference is the number of waiters requeued to the futex for
the futex word at
uaddr2.
- FUTEX_WAIT_REQUEUE_PI
-
Returns 0 if the caller was successfully requeued to the futex for
the futex word at
uaddr2.
ERRORS
- EACCES
-
No read access to the memory of a futex word.
- EAGAIN
-
(FUTEX_WAIT,
FUTEX_WAIT_BITSET,
FUTEX_WAIT_REQUEUE_PI)
The value pointed to by
uaddr
was not equal to the expected value
val
at the time of the call.
-
Note:
on Linux, the symbolic names
EAGAIN
and
EWOULDBLOCK
(both of which appear in different parts of the kernel futex code)
have the same value.
- EAGAIN
-
(FUTEX_CMP_REQUEUE,
FUTEX_CMP_REQUEUE_PI)
The value pointed to by
uaddr
is not equal to the expected value
val3.
- EAGAIN
-
(FUTEX_LOCK_PI,
FUTEX_TRYLOCK_PI,
FUTEX_CMP_REQUEUE_PI)
The futex owner thread ID of
uaddr
(for
FUTEX_CMP_REQUEUE_PI:
uaddr2)
is about to exit,
but has not yet handled the internal state cleanup.
Try again.
- EDEADLK
-
(FUTEX_LOCK_PI,
FUTEX_TRYLOCK_PI,
FUTEX_CMP_REQUEUE_PI)
The futex word at
uaddr
is already locked by the caller.
- EDEADLK
-
(FUTEX_CMP_REQUEUE_PI)
While requeueing a waiter to the PI futex for the futex word at
uaddr2,
the kernel detected a deadlock.
- EFAULT
-
A required pointer argument (i.e.,
uaddr,
uaddr2,
or
timeout)
did not point to a valid user-space address.
- EINTR
-
A
FUTEX_WAIT
or
FUTEX_WAIT_BITSET
operation was interrupted by a signal (see
signal(7)).
In kernels before Linux 2.6.22, this error could also be returned for
a spurious wakeup; since Linux 2.6.22, this no longer happens.
- EINVAL
-
The operation in
futex_op
is one of those that employs a timeout, but the supplied
timeout
argument was invalid
(tv_sec
was less than zero, or
tv_nsec
was not less than 1,000,000,000).
- EINVAL
-
The operation specified in
futex_op
employs one or both of the pointers
uaddr
and
uaddr2,
but one of these does not point to a valid object---that is,
the address is not four-byte-aligned.
- EINVAL
-
(FUTEX_WAIT_BITSET,
FUTEX_WAKE_BITSET)
The bit mask supplied in
val3
is zero.
- EINVAL
-
(FUTEX_CMP_REQUEUE_PI)
uaddr
equals
uaddr2
(i.e., an attempt was made to requeue to the same futex).
- EINVAL
-
(FUTEX_FD)
The signal number supplied in
val
is invalid.
- EINVAL
-
(FUTEX_WAKE,
FUTEX_WAKE_OP,
FUTEX_WAKE_BITSET,
FUTEX_REQUEUE,
FUTEX_CMP_REQUEUE)
The kernel detected an inconsistency between the user-space state at
uaddr
and the kernel state---that is, it detected a waiter which waits in
FUTEX_LOCK_PI
on
uaddr.
- EINVAL
-
(FUTEX_LOCK_PI,
FUTEX_TRYLOCK_PI,
FUTEX_UNLOCK_PI)
The kernel detected an inconsistency between the user-space state at
uaddr
and the kernel state.
This indicates either state corruption
or that the kernel found a waiter on
uaddr
which is waiting via
FUTEX_WAIT
or
FUTEX_WAIT_BITSET.
- EINVAL
-
(FUTEX_CMP_REQUEUE_PI)
The kernel detected an inconsistency between the user-space state at
uaddr2
and the kernel state;
that is, the kernel detected a waiter which waits via
FUTEX_WAIT
or
FUTEX_WAIT_BITSET
on
uaddr2.
- EINVAL
-
(FUTEX_CMP_REQUEUE_PI)
The kernel detected an inconsistency between the user-space state at
uaddr
and the kernel state;
that is, the kernel detected a waiter which waits via
FUTEX_WAIT
or
FUTEX_WAIT_BITSET
on
uaddr.
- EINVAL
-
(FUTEX_CMP_REQUEUE_PI)
The kernel detected an inconsistency between the user-space state at
uaddr
and the kernel state;
that is, the kernel detected a waiter which waits on
uaddr
via
FUTEX_LOCK_PI
(instead of
FUTEX_WAIT_REQUEUE_PI).
- EINVAL
-
(FUTEX_CMP_REQUEUE_PI)
An attempt was made to requeue a waiter to a futex other than that
specified by the matching
FUTEX_WAIT_REQUEUE_PI
call for that waiter.
- EINVAL
-
(FUTEX_CMP_REQUEUE_PI)
The
val
argument is not 1.
- EINVAL
-
Invalid argument.
- ENFILE
-
(FUTEX_FD)
The system-wide limit on the total number of open files has been reached.
- ENOMEM
-
(FUTEX_LOCK_PI,
FUTEX_TRYLOCK_PI,
FUTEX_CMP_REQUEUE_PI)
The kernel could not allocate memory to hold state information.
- ENOSYS
-
Invalid operation specified in
futex_op.
- ENOSYS
-
The
FUTEX_CLOCK_REALTIME
option was specified in
futex_op,
but the accompanying operation was neither
FUTEX_WAIT,
FUTEX_WAIT_BITSET,
nor
FUTEX_WAIT_REQUEUE_PI.
- ENOSYS
-
(FUTEX_LOCK_PI,
FUTEX_TRYLOCK_PI,
FUTEX_UNLOCK_PI,
FUTEX_CMP_REQUEUE_PI,
FUTEX_WAIT_REQUEUE_PI)
A run-time check determined that the operation is not available.
The PI-futex operations are not implemented on all architectures and
are not supported on some CPU variants.
- EPERM
-
(FUTEX_LOCK_PI,
FUTEX_TRYLOCK_PI,
FUTEX_CMP_REQUEUE_PI)
The caller is not allowed to attach itself to the futex at
uaddr
(for
FUTEX_CMP_REQUEUE_PI:
the futex at
uaddr2).
(This may be caused by a state corruption in user space.)
- EPERM
-
(FUTEX_UNLOCK_PI)
The caller does not own the lock represented by the futex word.
- ESRCH
-
(FUTEX_LOCK_PI,
FUTEX_TRYLOCK_PI,
FUTEX_CMP_REQUEUE_PI)
The thread ID in the futex word at
uaddr
does not exist.
- ESRCH
-
(FUTEX_CMP_REQUEUE_PI)
The thread ID in the futex word at
uaddr2
does not exist.
- ETIMEDOUT
-
The operation in
futex_op
employed the timeout specified in
timeout,
and the timeout expired before the operation completed.
VERSIONS
Futexes were first made available in a stable kernel release
with Linux 2.6.0.
Initial futex support was merged in Linux 2.5.7 but with different
semantics from what was described above.
A four-argument system call with the semantics
described in this page was introduced in Linux 2.5.40.
A fifth argument was added in Linux 2.5.70,
and a sixth argument was added in Linux 2.6.7.
CONFORMING TO
This system call is Linux-specific.
NOTES
Glibc does not provide a wrapper for this system call; call it using
syscall(2).
Several higher-level programming abstractions are implemented via futexes,
including POSIX semaphores and
various POSIX threads synchronization mechanisms
(mutexes, condition variables, read-write locks, and barriers).
EXAMPLES
The program below demonstrates use of futexes in a program where a parent
process and a child process use a pair of futexes located inside a
shared anonymous mapping to synchronize access to a shared resource:
the terminal.
The two processes each write
nloops
(a command-line argument that defaults to 5 if omitted)
messages to the terminal and employ a synchronization protocol
that ensures that they alternate in writing messages.
Upon running this program we see output such as the following:
$ ./futex_demo
Parent (18534) 0
Child (18535) 0
Parent (18534) 1
Child (18535) 1
Parent (18534) 2
Child (18535) 2
Parent (18534) 3
Child (18535) 3
Parent (18534) 4
Child (18535) 4
Program source
/* futex_demo.c
Usage: futex_demo [nloops]
(Default: 5)
Demonstrate the use of futexes in a program where parent and child
use a pair of futexes located inside a shared anonymous mapping to
synchronize access to a shared resource: the terminal. The two
processes each write 'num-loops' messages to the terminal and employ
a synchronization protocol that ensures that they alternate in
writing messages.
*/
#define _GNU_SOURCE
#include <stdio.h>
#include <errno.h>
#include <stdatomic.h>
#include <stdint.h>
#include <stdlib.h>
#include <unistd.h>
#include <sys/wait.h>
#include <sys/mman.h>
#include <sys/syscall.h>
#include <linux/futex.h>
#include <sys/time.h>
#define errExit(msg) do { perror(msg); exit(EXIT_FAILURE); \
} while (0)
static uint32_t *futex1, *futex2, *iaddr;
static int
futex(uint32_t *uaddr, int futex_op, uint32_t val,
const struct timespec *timeout, uint32_t *uaddr2, uint32_t val3)
{
return syscall(SYS_futex, uaddr, futex_op, val,
timeout, uaddr2, val3);
}
/* Acquire the futex pointed to by 'futexp': wait for its value to
become 1, and then set the value to 0. */
static void
fwait(uint32_t *futexp)
{
long s;
/* atomic_compare_exchange_strong(ptr, oldval, newval)
atomically performs the equivalent of:
if (*ptr == *oldval)
*ptr = newval;
It returns true if the test yielded true and *ptr was updated. */
while (1) {
/* Is the futex available? */
const uint32_t one = 1;
if (atomic_compare_exchange_strong(futexp, &one, 0))
break; /* Yes */
/* Futex is not available; wait. */
s = futex(futexp, FUTEX_WAIT, 0, NULL, NULL, 0);
if (s == -1 && errno != EAGAIN)
errExit("futex-FUTEX_WAIT");
}
}
/* Release the futex pointed to by 'futexp': if the futex currently
has the value 0, set its value to 1 and the wake any futex waiters,
so that if the peer is blocked in fwait(), it can proceed. */
static void
fpost(uint32_t *futexp)
{
long s;
/* atomic_compare_exchange_strong() was described
in comments above. */
const uint32_t zero = 0;
if (atomic_compare_exchange_strong(futexp, &zero, 1)) {
s = futex(futexp, FUTEX_WAKE, 1, NULL, NULL, 0);
if (s == -1)
errExit("futex-FUTEX_WAKE");
}
}
int
main(int argc, char *argv[])
{
pid_t childPid;
int nloops;
setbuf(stdout, NULL);
nloops = (argc > 1) ? atoi(argv[1]) : 5;
/* Create a shared anonymous mapping that will hold the futexes.
Since the futexes are being shared between processes, we
subsequently use the "shared" futex operations (i.e., not the
ones suffixed "_PRIVATE"). */
iaddr = mmap(NULL, sizeof(*iaddr) * 2, PROT_READ | PROT_WRITE,
MAP_ANONYMOUS | MAP_SHARED, -1, 0);
if (iaddr == MAP_FAILED)
errExit("mmap");
futex1 = &iaddr[0];
futex2 = &iaddr[1];
*futex1 = 0; /* State: unavailable */
*futex2 = 1; /* State: available */
/* Create a child process that inherits the shared anonymous
mapping. */
childPid = fork();
if (childPid == -1)
errExit("fork");
if (childPid == 0) { /* Child */
for (int j = 0; j < nloops; j++) {
fwait(futex1);
printf("Child (%jd) %d\n", (intmax_t) getpid(), j);
fpost(futex2);
}
exit(EXIT_SUCCESS);
}
/* Parent falls through to here. */
for (int j = 0; j < nloops; j++) {
fwait(futex2);
printf("Parent (%jd) %d\n", (intmax_t) getpid(), j);
fpost(futex1);
}
wait(NULL);
exit(EXIT_SUCCESS);
}
SEE ALSO
get_robust_list(2),
restart_syscall(2),
pthread_mutexattr_getprotocol(3),
futex(7),
sched(7)
The following kernel source files:
- *
-
Documentation/pi-futex.txt
- *
-
Documentation/futex-requeue-pi.txt
- *
-
Documentation/locking/rt-mutex.txt
- *
-
Documentation/locking/rt-mutex-design.txt
- *
-
Documentation/robust-futex-ABI.txt
Franke, H., Russell, R., and Kirwood, M., 2002.
Fuss, Futexes and Furwocks: Fast Userlevel Locking in Linux
(from proceedings of the Ottawa Linux Symposium 2002),
Hart, D., 2009. A futex overview and update,
Hart, D. and Guniguntala, D., 2009.
Requeue-PI: Making Glibc Condvars PI-Aware
(from proceedings of the 2009 Real-Time Linux Workshop),
Drepper, U., 2011. Futexes Are Tricky,
Futex example library, futex-*.tar.bz2 at
COLOPHON
This page is part of release 5.11 of the Linux
man-pages
project.
A description of the project,
information about reporting bugs,
and the latest version of this page,
can be found at
https://www.kernel.org/doc/man-pages/.
Index
- NAME
-
- SYNOPSIS
-
- DESCRIPTION
-
- Arguments
-
- Futex operations
-
- Priority-inheritance futexes
-
- RETURN VALUE
-
- ERRORS
-
- VERSIONS
-
- CONFORMING TO
-
- NOTES
-
- EXAMPLES
-
- Program source
-
- SEE ALSO
-
- COLOPHON
-
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Time: 06:22:44 GMT, May 09, 2021